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목차
Ⅰ. 서론
1. 인터넷과 증권거래
2. 인터넷 증권거래의 위험성
3. 인터넷 증권사기의 규제 필요성
Ⅱ. 증권시장에 대한 인터넷의 영향
1. 인터넷과 증권시장
2. 발행시장에 대한 영향
3. 유통시장에 대한 영향
Ⅲ. 인터넷 증권사기의 현황
1. 인터넷과 증권사기
2. 증권사기를 위한 인터넷의 속성
3. 인터넷이 사기의 효과적인 수단이 되는 이유
4. 인터넷 증권사기의 유형 및 사례
Ⅳ. 인터넷 증권사기에 대한 대응방안
Ⅴ. 결론
1. 인터넷과 증권거래
2. 인터넷 증권거래의 위험성
3. 인터넷 증권사기의 규제 필요성
Ⅱ. 증권시장에 대한 인터넷의 영향
1. 인터넷과 증권시장
2. 발행시장에 대한 영향
3. 유통시장에 대한 영향
Ⅲ. 인터넷 증권사기의 현황
1. 인터넷과 증권사기
2. 증권사기를 위한 인터넷의 속성
3. 인터넷이 사기의 효과적인 수단이 되는 이유
4. 인터넷 증권사기의 유형 및 사례
Ⅳ. 인터넷 증권사기에 대한 대응방안
Ⅴ. 결론
본문내용
To Avoid Investment Scams That Target Groups" November 1999.
SEC, "Invester Tips: Avoiding Online Investment Scams", Feb. 18, 2000.
SEC, "Microcap Stock: A Guide for Investers", Feb. 1999.
SEC, "Office of Investor Education and Assistance, Investor Alert, So-Called Prime Bank and Similar Financial Instruments", 1998.
SEC, "On-Line Brokerage: Keeping Apace of Cyberspace", Nov. 22, 1999
SEC, Report to the Congress: "The Impact of Recent Technological Advances on the Securities Markets",
SEC, "SEC Create Office of Internet Enforcement to Battle Online Securities Fraud", For Immediate Release 98-69.
SEC, "So-Called Prime Bank and Similar Financial Instruments", February 2000 SEC, Special Study Executive Summary: "On-Line Brokerage- Keeping Apace of Cyberspace-",1998.
SEC, "Tschnology and Regulation: The Road Ahead", Jan. 27, 2000.
SEC, "Use of Internet Web Sites To Offer Securities, Solicit Securities Transactions, or Advertise Investment Services Offshore", March 23, 1998.
Susan E. Woodward, "Who Owns the Quotes? A Consideration of Property Rights in Prices on the Stock Exchanges and Internet Marketplaces", Feb. 2000.
Who Needs a Broker?, Business Week, feb. 25, 1999.
Will Morrow, "Is the Internet participating in securities fraud: harch realities in the public domain" in Tulane Law Review Vol, June 1998.
http://dennyrice.net
http://kiscos.sarang.net/
http://ls.wustl.edu
http://mitac.mic.com.tw
http://www.abanet.org
http://www.ael.org
http://www.bennettjones.ca
http://www.cyberlaw.com
http://www.gcwf.com
http://www.gseis.ucla.edu
http://www.haledorr.com
http://www.iosco.org
http://www.law.emory.edu
http://www.law.indiana.edu
http://www.nasd.com
http://www.nasdr.com
http://www.nsass.org
http://www.oag.state.ny.us
http://www.sec.gov
http://www.seclaw.com
http://www.solpearl.com
http://www.srz.com
ABSTRACT
Internet Securities Fraud and Its Prospect : Meeting the Challenges from Internet Revoluion
Sang Bok Lee
The advent of Internet affects securities trades, and greatly changes the primary market and the secondary market. The Internet provides advantages and disadvantages to securities markets, and the disadvantages have caused in securities fraud cases internationally. The Internet Securities Fraud has increased in the principal securities markets, including the U.S market, and it has also occured in Korea.
In this study, first of all, we will focus on the effects of the Internet on the primary market - in the aspect of investors, companies and securities companies - and on the secondary market. Second, in the present situation of Internet Securities on the Fraud, we will examine the reason why the Internet is the most effective way for fraud, the kinds of fraud, and cases of fraud. Third, we will see the way of prohibiting fraud in the USA and Korea, and think what we have to do for "investor protection". Finally, we will find out that the Internet provides an ease way for fraud, but it also offers a good opportunity to investigate fraud cases.
SEC, "Invester Tips: Avoiding Online Investment Scams", Feb. 18, 2000.
SEC, "Microcap Stock: A Guide for Investers", Feb. 1999.
SEC, "Office of Investor Education and Assistance, Investor Alert, So-Called Prime Bank and Similar Financial Instruments", 1998.
SEC, "On-Line Brokerage: Keeping Apace of Cyberspace", Nov. 22, 1999
SEC, Report to the Congress: "The Impact of Recent Technological Advances on the Securities Markets",
SEC, "SEC Create Office of Internet Enforcement to Battle Online Securities Fraud", For Immediate Release 98-69.
SEC, "So-Called Prime Bank and Similar Financial Instruments", February 2000 SEC, Special Study Executive Summary: "On-Line Brokerage- Keeping Apace of Cyberspace-",1998.
SEC, "Tschnology and Regulation: The Road Ahead", Jan. 27, 2000.
SEC, "Use of Internet Web Sites To Offer Securities, Solicit Securities Transactions, or Advertise Investment Services Offshore", March 23, 1998.
Susan E. Woodward, "Who Owns the Quotes? A Consideration of Property Rights in Prices on the Stock Exchanges and Internet Marketplaces", Feb. 2000.
Who Needs a Broker?, Business Week, feb. 25, 1999.
Will Morrow, "Is the Internet participating in securities fraud: harch realities in the public domain" in Tulane Law Review Vol, June 1998.
http://dennyrice.net
http://kiscos.sarang.net/
http://ls.wustl.edu
http://mitac.mic.com.tw
http://www.abanet.org
http://www.ael.org
http://www.bennettjones.ca
http://www.cyberlaw.com
http://www.gcwf.com
http://www.gseis.ucla.edu
http://www.haledorr.com
http://www.iosco.org
http://www.law.emory.edu
http://www.law.indiana.edu
http://www.nasd.com
http://www.nasdr.com
http://www.nsass.org
http://www.oag.state.ny.us
http://www.sec.gov
http://www.seclaw.com
http://www.solpearl.com
http://www.srz.com
ABSTRACT
Internet Securities Fraud and Its Prospect : Meeting the Challenges from Internet Revoluion
Sang Bok Lee
The advent of Internet affects securities trades, and greatly changes the primary market and the secondary market. The Internet provides advantages and disadvantages to securities markets, and the disadvantages have caused in securities fraud cases internationally. The Internet Securities Fraud has increased in the principal securities markets, including the U.S market, and it has also occured in Korea.
In this study, first of all, we will focus on the effects of the Internet on the primary market - in the aspect of investors, companies and securities companies - and on the secondary market. Second, in the present situation of Internet Securities on the Fraud, we will examine the reason why the Internet is the most effective way for fraud, the kinds of fraud, and cases of fraud. Third, we will see the way of prohibiting fraud in the USA and Korea, and think what we have to do for "investor protection". Finally, we will find out that the Internet provides an ease way for fraud, but it also offers a good opportunity to investigate fraud cases.